Compliance Officer

Location Cape Town
Discipline: Accounting & Finance
Job type: Permanent
Contact name: Jacqui Dill

Contact email: jacqui@networkersint.co.za
Job ref: 42980
Published: about 4 hours ago
Overview

We’re hiring a highly skilled and motivated Compliance Officer to join our client’s team! This permanent role plays a key part in their Legal and Compliance department, ensuring adherence to regulatory requirements and promoting a strong culture of compliance. The position is based in Bellville, Western Cape, with some flexibility for remote work.

Responsibilities

As a Compliance Officer, you will:

  • Implement the compliance strategy in alignment with the compliance monitoring plan.

  • Monitor and interpret new regulatory mandates, ensuring timely updates to compliance policies.

  • Design and deliver compliance training and educational programmes, including induction sessions for new employees.

  • Provide expert advice on compliance with applicable laws and regulations to ensure adherence.

  • Assess the impact of regulatory developments on business operations and collaborate with stakeholders to ensure compliance.

  • Conduct compliance monitoring reviews and audits as per the audit schedule and ad hoc requirements.

  • Manage regulatory compliance breach processes, including identification, analysis, resolution, and escalation.

  • Contribute to statutory projects and monitor their implementation.

  • Create awareness and provide guidance on new compliance requirements.

  • Support stakeholders in identifying compliance risks and recommending mitigating actions.

  • Prepare and submit statutory applications to regulatory and supervisory bodies.

  • Build and maintain relationships with internal and external stakeholders.

  • Deliver compliance reports within agreed timeframes.

  • Review critical business policies and recommend improvements from a regulatory compliance perspective.

  • Maintain compliance registers and ensure adherence to record-keeping legislation.

  • Assist with FAIS and FICA compliance matters.

  • Draft compliance communications and reports for internal and external stakeholders.

  • Maintain and apply for CMS accreditation with the regulator.

Qualifications

To be successful in this role, you should possess the following qualifications and experience:

Education
  • Matric Certificate (Essential)

  • Degree in Commercial, Risk Management, Audit, Legal, Business, or a related field (Essential)

  • Postgraduate qualification in Compliance Management (Desirable)

  • Legal qualification (Desirable)

Licensing or Registration
  • Registered as a licensed compliance officer with the FSCA (Essential)

  • Registered with the Compliance Institute of Southern Africa (Desirable)

Knowledge
  • Strong understanding of legislation relevant to the health, insurance, and financial services sectors.

  • Familiarity with compliance risk management frameworks.

  • Knowledge of regulations such as FAIS, FICA, POPIA, LTIA, Short-Term Insurance Act, Medical Schemes Act, COFI, and FSCR.

  • Understanding of typical products offered in the insurance and financial services industry.

Experience
  • 2-5 years of compliance-related experience (Essential).

  • Experience in the insurance and financial services industry (Preferred).

If you are a dedicated compliance professional with a passion for ensuring regulatory adherence and fostering a culture of compliance, we encourage you to apply for this exciting opportunity.